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Shaheen & Gordon

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New Hampshire Corporate Fraud Attorney

Practicing Internal Investigations

The attorneys in our corporate governance, internal investigations, and white collar criminal defense practice group have decades of experience investigating and litigating all aspects of corporate and white collar matters in federal and state courts, administrative enforcement actions, and arbitration tribunals. The firm has also conducted numerous internal investigations parallel to ongoing federal and state criminal investigations.

Shaheen & Gordon, P.A. represents individuals, companies, and corporate boards and committees across all industries, including health care and financial institutions, in compliance and regulatory matters, shareholder class actions, and related civil and criminal litigation. We defend our clients in state and federal and state court in actions brought by state and federal regulatory agencies, including the United States Securities and Exchange Commission (“SEC”), the New Hampshire Bureau of Securities Regulation, the Massachusetts Securities Divisions, and state banking and insurance departments. Our lawyers also represent companies and customers in arbitration tribunals, including the American Arbitration Association, Financial Industry Regulatory Authority (“FINRA”), and other self-regulatory organizations (“SROs”).

Lawyers with Experience

Attorney Lucy J. Karl represents officers and directors in corporate fraud matters and regularly conducts compliance and internal investigations for organizations of all sizes and industries. Ms. Karl is on the chairperson roster for both FINRA and the American Arbitration Association. She also served as a court appointed receiver of a disgorgement fund of a failed investment firm and was responsible for evaluating and administering investor claims.

Attorney Steven M. Gordon regularly represents current and former officers and directors, including Presidents and Chief Financial Officers of various institutions, in federal grand jury investigations. Steve also represents in administrative proceedings brought by various state and federal regulators, including the SEC and the New Hampshire Banking Department and Bureau of Securities Regulation.

Attorney Dustin M. Lee’s representations include numerous Fortune 500 companies, audit committees, and individuals in administrative enforcement and white-collar criminal matters brought by the SEC, the Public Company Accounting Oversight Board (“PCAOB”), the Department of Justice, and various state agencies and Attorneys General. Dustin’s practice also includes related civil litigation, including shareholder class actions. For your New Hampshire, Maine, or Massachusetts Corporate and White Collar needs, contact the attorneys of Shaheen & Gordon.