New Hampshire Corporate Fraud Attorney
Practicing Internal Investigations
The attorneys in our corporate governance, internal investigations, and
white collar criminal defense practice group have decades of experience
investigating and litigating all aspects of corporate and white collar
matters in federal and state courts, administrative enforcement actions,
and arbitration tribunals. The firm has also conducted numerous internal
investigations parallel to ongoing federal and state criminal investigations.
Shaheen & Gordon, P.A. represents individuals, companies, and corporate
boards and committees across all industries, including health care and
financial institutions, in compliance and regulatory matters, shareholder
class actions, and related civil and criminal litigation. We defend our
clients in state and federal and state court in actions brought by state
and federal regulatory agencies, including the United States Securities
and Exchange Commission (“SEC”), the New Hampshire Bureau
of Securities Regulation, the Massachusetts Securities Divisions, and
state banking and insurance departments. Our lawyers also represent companies
and customers in arbitration tribunals, including the American Arbitration
Association, Financial Industry Regulatory Authority (“FINRA”),
and other self-regulatory organizations (“SROs”).
Lawyers with Experience
Attorney Lucy J. Karl represents officers and directors in corporate fraud
matters and regularly conducts compliance and internal investigations
for organizations of all sizes and industries. Ms. Karl is on the chairperson
roster for both FINRA and the American Arbitration Association. She also
served as a court appointed receiver of a disgorgement fund of a failed
investment firm and was responsible for evaluating and administering investor claims.
Attorney Steven M. Gordon regularly represents current and former officers
and directors, including Presidents and Chief Financial Officers of various
institutions, in federal grand jury investigations. Steve also represents
in administrative proceedings brought by various state and federal regulators,
including the SEC and the New Hampshire Banking Department and Bureau
of Securities Regulation.
Attorney Dustin M. Lee’s representations include numerous Fortune
500 companies, audit committees, and individuals in administrative enforcement
and white-collar criminal matters brought by the SEC, the Public Company
Accounting Oversight Board (“PCAOB”), the Department of Justice,
and various state agencies and Attorneys General. Dustin’s practice
also includes related civil litigation, including shareholder class actions.
For your New Hampshire, Maine, or Massachusetts Corporate and White Collar
needs, contact the attorneys of Shaheen & Gordon.