Regulatory Matters and Licensure

Shaheen & Gordon's Business Practice Group offers clients significant knowledge about regulatory and administrative law concerning a wide range of federal and New Hampshire administrative and enforcement agencies, licensing, litigation in administrative and judicial forums, and structuring of business transactions. Our attorneys have experience representing clients in securities, banking, insurance, defense contracting and health care matters, involving federal and state investigations, professional licensing and regulation, corporate compliance, marketing and advertising, and consumer protection laws. We have successfully represented officers and directors, broker dealers, investment advisors and investors before the United States Securities and Exchange Commission, the New Hampshire Bureau of Securities Regulation, and the Financial Industry Regulatory Authority.

We represent hospitals, physicians, oral surgeons, dentists, nurses, social workers and other health care providers before their respective state boards. We represent charitable institutions in before the Division of Charitable Trusts and financial institutions, for profit companies and individuals in the matters concerning the Banking and Insurance departments.

We have also successfully represented defense contractors in federal investigations before the Department of Defense. We use the knowledge gained from this cross section of experience to assist our clients in ensuring their compliance with licensure requirements, improving their business practices through the development of comprehensive policies and procedures, and the developing and implementing effective, dynamic compliance plans.

Our Distinguishing Awards & Honors

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