Securities Litigation

The attorneys in our Securities Litigation, Enforcement and Compliance practice group represent individuals, companies, boards and committees across all industries in regulatory proceedings, shareholder actions, and related civil and criminal litigation. Attorneys Steven Gordon and Lucy Karl apply decades of securities experience in matters ranging from administrative hearings to multimillion dollar, “bet the company” litigation. Numerous clients, from Fortune 500 companies, executives, and financial institutions to non-profit organizations, independent broker-dealers, and aggrieved shareholders rely upon our extensive knowledge of federal securities statutes and “blue sky” laws to prosecute and defend some of the most novel and complex cases.

We defend our clients in state and federal court in actions brought by private litigants and regulatory agencies, including the United States Securities and Exchange Commission (“SEC”), the Public Company Accounting Oversight Board (“PCAOB”), the New Hampshire Bureau of Securities Regulation, and the Massachusetts Securities Division. Shaheen & Gordon, P.A. also represents plaintiffs and defendants in arbitration tribunals, including the American Arbitration Association, Financial Industry Regulatory Authority (“FINRA”), and other self-regulatory organizations (“SROs”).

Whether you’re a victim of securities fraud or the target of a regulatory investigation, large or small, our Securities Litigation, Enforcement and Compliance practice group has the experience, knowledge, and creativity to address your specific needs.

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