New Hampshire & Maine Corporate Fraud Attorney
Practicing Internal Investigations
The attorneys in our corporate governance, internal investigations, and
white collar criminal defense practice group have decades of experience
investigating and litigating all aspects of corporate and white collar
matters in federal and state courts, administrative enforcement actions,
and arbitration tribunals. The firm has also conducted numerous internal
investigations parallel to ongoing federal and state criminal investigations.
Shaheen & Gordon, P.A. has represented individuals, companies, and
corporate boards and committees across all industries, including health
care, defense and financial institutions, in compliance and regulatory
matters, shareholder class actions, and related civil and criminal
litigation. We defend our clients in state and federal and state court in actions
brought by state and federal regulatory agencies, including the United
States Securities and Exchange Commission (“SEC”), the New
Hampshire Bureau of Securities Regulation, the Massachusetts Securities
Divisions, and state banking and insurance departments. Our lawyers also
represent companies and customers in arbitration tribunals, including
the American Arbitration Association, Financial Industry Regulatory Authority
(“FINRA”), and other self-regulatory organizations (“SROs”).
Lawyers with Experience
Lucy J. Karl represents officers and directors in corporate fraud matters and regularly
conducts compliance and internal investigations for organizations of all
sizes and industries. She also represents clients in state and federal
investigations. Lucy represents clients before the SEC, the New Hampshire
Bureau of Securities Regulation, as well as the state banking and insurance
departments. Lucy is on the chairperson roster for FINRA. She also served
as a court appointed receiver of a disgorgement fund of a failed investment
firm and was responsible for evaluating and administering investor claims.
Lucy has also been appointed lead class counsel in consumer class actions,
In re Colgate-Palmolive Softsoap Antibacterial Hand Soap Marketing and
Sales Practices Litigation, No. 12-md-2320-PB and
In re Dial Complete Marketing and Sales Practices Litigation, MDL No. 11-md-2263-SM.
Steven M. Gordon regularly represents current and former officers and directors, including
Presidents and Chief Financial Officers of various institutions, in federal
grand jury investigations. Steve also represents in administrative proceedings
brought by various state and federal regulators, including the SEC and
the New Hampshire Banking Department and Bureau of Securities Regulation.
For your New Hampshire, Maine, or Massachusetts Corporate and White Collar needs,
contact the attorneys of Shaheen & Gordon.
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